Subject - SECRETARIAL AUDIT COMPLIANCE MANAGEMENT AND DUE DILIGENCE
Module 2  - CS PROFESSIONAL
PAGES - 270
PASSWORD - CSASPIRANT
Type - Short Notes
 
TOPIC COVERED
1. Compliance Framework 
2. Compliances 
3. Documentation & Maintenance of Records
 4. Search and Status Report 
5. Know Your Customers (KYC) 
6. Signing and Certification
 7. Segment-wise Role of Company Secretaries
8. Audits
9. Secretarial Audit
10. Internal Audit and Performance Audit
11. Concepts and Principles of Other Audits(NOT INCLUDED )
12. Audit Engagement
13. Audit Principles and Techniques
14. Audit Process and Documentation
15. Forming an Opinion & Reporting
16. Secretarial Audit – Fraud Detection and Reporting 
17. Quality Review 
18. Values, Ethics and Professional Conduct(NOT INCLUDED )
 19. Due Diligence- I 
20. Due Diligence – II – Non Compliances, Penalties and Adjudications